Regulatory Information
Important information about our regulatory status and protections
FCA Regulation
Today Wealth Management is directly authorised and regulated by the Financial Conduct Authority (FCA). Our FCA registration number is 604182.
Scope of Services
We are authorised to provide financial advice in the following areas:
- Investment Management
- Pension Planning
- Protection Planning
- Estate Planning
- Mortgage Advice
Client Protection
Our clients are protected by the Financial Services Compensation Scheme (FSCS). The FSCS is the UK's statutory compensation scheme for customers of authorised financial services firms.
Complaints Procedure
If you have any complaints about our service, please contact us first to allow us to resolve the matter. If you are not satisfied with our response, you have the right to refer your complaint to the Financial Ombudsman Service.
Client Money
We do not handle client money directly. All investments are held by regulated custodians or product providers.
Professional Indemnity Insurance
We maintain appropriate professional indemnity insurance as required by the FCA.
The value of investments can fall as well as rise. You may get back less than you invested. Tax treatment depends on individual circumstances and is subject to change. The Financial Conduct Authority does not regulate some forms of estate planning and tax advice.